SEC Cybersecurity Rules: Navigating a New Compliance Roadmap
In this video, recorded during a live webinar on April 5, 2023, speakers from Stradley Ronon Stevens & Young and Omega Systems break down:
- Recent cybersecurity observations and enforcement by the SEC
- Key takeaways from the proposed Cybersecurity Risk Management rules for investment advisers (RIAs) and funds
- Specific requirements for incident disclosure and reporting, board oversight, periodic risk assessments and more
- How and when to start the compliance management process
