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Webinar Replay: SEC Cybersecurity Rules

Watch the Replay:

SEC Cybersecurity Rules: Navigating a New Compliance Roadmap (Video)

In this video, recorded during a live webinar on April 5, 2023, speakers from Stradley Ronon Stevens & Young and Omega Systems break down:

  • Recent cybersecurity observations and enforcement by the SEC
  • Key takeaways from the proposed Cybersecurity Risk Management rules for investment advisers (RIAs) and funds
  • Specific requirements for incident disclosure and reporting, board oversight, periodic risk assessments and more
  • How and when to start the compliance management process
Key Takeaways from SEC Cybersecurity Webinar

READ OUR KEY TAKEAWAYS:

SEC Cyber Rules for RIAs (PDF)

Can’t dedicate an hour to watching the full replay? Or want to have a handy reminder to share with colleagues? Our Key Takeaways highlight the speakers’ salient points and leave you with a great resource to use when preparing your firm for future SEC compliance.

Click here to read

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