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Webinar Replay: SEC Cybersecurity Rules

Watch the Replay:

SEC Cybersecurity Rules: Navigating a New Compliance Roadmap (Video)

In this video, recorded during a live webinar on April 5, 2023, speakers from Stradley Ronon Stevens & Young and Omega Systems break down:

  • Recent cybersecurity observations and enforcement by the SEC
  • Key takeaways from the proposed Cybersecurity Risk Management rules for investment advisers (RIAs) and funds
  • Specific requirements for incident disclosure and reporting, board oversight, periodic risk assessments and more
  • How and when to start the compliance management process
Key Takeaways from SEC Cybersecurity Webinar


SEC Cyber Rules for RIAs (PDF)

Can’t dedicate an hour to watching the full replay? Or want to have a handy reminder to share with colleagues? Our Key Takeaways highlight the speakers’ salient points and leave you with a great resource to use when preparing your firm for future SEC compliance.

Click here to read

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